-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvjLZ1THL8vJRchP5Y+awQPlcrtZLORoiBJxz+uXQwWdUYaz5Ow0gI5y+XLwxFRV F/jzSFCFutvZ6Z5hNxw8ww== 0001193125-04-023067.txt : 20040213 0001193125-04-023067.hdr.sgml : 20040213 20040213152909 ACCESSION NUMBER: 0001193125-04-023067 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MTC TECHNOLOGIES INC CENTRAL INDEX KEY: 0001172243 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 020593816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78718 FILM NUMBER: 04598532 MAIL ADDRESS: STREET 1: 4032 LINDEN AVENUE CITY: DAYTON STATE: OH ZIP: 45432 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOIN RAJESH K CENTRAL INDEX KEY: 0001184146 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O MTC TECHNOLOGIES INC STREET 2: 4032 LINDEN AVENUE CITY: DAYTON STATE: OH ZIP: 45432 BUSINESS PHONE: 9372529199 SC 13G/A 1 dsc13ga.htm AMENDMENT #1 TO SCHEDULE 13G Amendment #1 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

 

 

MTC Technologies, Inc.

(Name of Issuer)

 

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

 

55377A 10 6

                                (CUSIP Number)                                

 

 

December 31, 2003

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

CUSIP No. 55377A 10 6   13G   Page 2 of 6 Pages

 

  1.  

Names of Reporting Persons /

I.R.S. Identification Nos. of above persons (Entities Only)

 

            Rajesh K. Soin

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

            United States

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

                6,979,982

  6.    Shared Voting Power

 

                94,178

  7.    Sole Dispositive Power

 

                6,979,982

  8.    Shared Dispositive Power

 

                94,178

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            7,074,160

    
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

    
11.  

Percent of Class Represented by Amount in Row (9)

 

            53.5%

    
12.  

Type of Reporting Person (See Instructions)

 

            IN

    

CUSIP No. 55377A 10 6   13G   Page 3 of 6 Pages

 

Item 1.

  

(a)

  

Name of Issuer:

 

MTC Technologies, Inc.

          
   

(b)

  

Address of Issuer’s Principal Executive Offices:

 

4032 Linden Avenue

Dayton, Ohio 45432

          

Item 2.

  

(a)

  

Name of Person Filing:

 

Rajesh K. Soin

          
   

(b)

  

Address of Principal Business Office, or if None, Residence:

 

c/o MTC Technologies, Inc.

4032 Linden Avenue

Dayton, Ohio 45432

          
   

(c)

  

Citizenship:

 

United States

          
   

(d)

  

Title of Class of Securities:

 

Common Stock, par value $0.001 per share

          
   

(e)

  

CUSIP Number:    

 

55377A 10 6

          

CUSIP No. 55377A 10 6   13G   Page 4 of 6 Pages

 

Item 3.

   If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:     
    (a)   ¨   Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
    (b)   ¨   Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
    (c)   ¨   Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
    (d)   ¨   Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
    (e)   ¨   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
    (f)   ¨   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
    (g)   ¨   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
    (h)   ¨   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i)   ¨   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); or
    (j)   ¨   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

Item 4.

   Ownership.
    (a)   Amount beneficially owned:        7,074,160          
    (b)   Percent of class:                            53.5%          
    (c)   Number of shares as to which the person has:          
        (i)   Sole power to vote or to direct the vote:                                6,979,982
        (ii)   Shared power to vote or to direct the vote:                                 94,178
        (iii)   Sole power to dispose or to direct the disposition of:            6,979,982
        (iv)   Shared power to dispose or to direct the disposition of:            94,178

Item 5.

  

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:    ¨

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

CUSIP No. 55377A 10 6   13G   Page 5 of 6 Pages

 

Item 8.

  

Identification and Classification of Members of the Group.

 

Not applicable.

Item 9.

  

Notice of Dissolution of Group.

 

Not applicable.

Item 10.

  

Certifications.

 

Not applicable.

CUSIP No. 55377A 10 6   13G   Page 6 of 6 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date

  

February 12, 2004

          

/s/    Rajesh K. Soin        

               
                Rajesh K. Soin

 

  Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
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